FocusFraud Volume 1, Number 2, September 1994


A Message from Attorney General Scott Harshbarger

Each year taxpayers, businesses, government agencies and insurers lose billions of dollars nationally through fraud. Every time a fraud is committed, companies and individuals pay what I call a "fraud tax." This "fraud tax" is the hidden, extra amount we pay in insurance premiums, in taxes, in health care costs and for goods and services because of fraud and abuse which have gone undetected. These frauds are often not "headline grabbing," but they are also not "victimless" or "faceless" crimes. Fraud is crippling small businesses, costing us jobs and diminishing the impact of important government programs. In short, it is making Massachusetts an expensive place in which to do business and to live.

As Attorney General, I have made the detection and prosecution of both private sector and public sector fraud a priority of my office. A major focus of that effort is the fight against insurance fraud --- in all its forms, including automobile and workers' compensation fraud. I am very proud of our success to date and I will continue to fight the "fraud tax." However, these achievements were not reached overnight, nor were they reached without the effort, resources and cooperation of many people, in both the private and public sectors. Much more needs to be and can be done.

My office, working with the insurance industry through the Insurance Fraud Bureau of Massachusetts, has been able to make inroads into the problem of insurance fraud by establishing a public-private partnership that is effectively fighting the abuses that cost us all. With the help of hundreds of individual citizens and business people who can no longer afford to subsidize this waste, fraud and abuse, and are willing to assist in our investigations, we are sending the message that insurance fraud at any level in Massachusetts will no longer be tolerated.

Whether it is occurring in body shops, doctors' offices, or insurance agencies, or whether it is being committed by employees, employers or professionals, the law must apply equally to all, and offenders must know that in Massachusetts they commit insurance fraud at their peril.

Scott Harshbarger
Attorney General

Chiropractor Indicted on Federal RICO Charges

BOSTON- As a result of a two year joint investigation by the Insurance Fraud Bureau, the Federal Bureau of Investigation, and the Internal Revenue Service, a 36-count indictment was returned by a federal grand jury on September 21, 1994 against a Boston-area chiropractor and his wife. Charges included racketeering, mail fraud, conspiracy to commit mail fraud and money laundering. The indictment also seeks forfeiture of almost $2 million of revenue allegedly obtained between 1989 and 1993 as a result of the fraud conspiracy.

The chiropractor and his wife, the executive director of his chiropractic business, allegedly carried out a series of schemes in order to generate additional business and to increase their personal income by defrauding Massachusetts automobile and workers' compensation insurance carriers. The schemes included requiring tests and treatments that were not medically reasonable or necessary for the treatment of patients; making fraudulent statements in patients' files used by attorneys to recover and/or increase bodily injury and workers' compensation settlements; instituting office practices such as requiring all automobile injury patients to treat for a minimum of 25 office visits and subjecting these patients to a series of high-technology tests not provided to "private" patients. The excessive testing and treatments virtually guaranteed auto injury patients of reaching the $2000 no-fault tort threshold which must be reached before an injured person can sue for pain and suffering. By instituting these practices, an increased number of patients were referred to the chiropractic office by attorneys representing automobile and workers' compensation injury victims. The subjects also allegedly ordered chiropractic associates not to discharge patients until they had received a minimum of 25 treatments. Additionally, the associates were often overruled when they had discharged patients that they felt were either not injured or which had reached a final result.

According to the Detail Claim Database maintained by the Automobile Insurers Bureau, this chiropractor consistently ranked among the five largest chiropractors in Massachusetts when measured by his billings related to automobile accidents.

This is the second prominent Boston-area chiropractor investigated by the IFB to be indicted on insurance fraud-related charges .

IFB Progress Report

(through September 23, 1994)

Convictions - 64
Individuals Indicted - 85
Complaints Issued - 79
Cases Referred for Prosecution - 181

IFB Helps Preserve Piece of History

PROVIDENCE, RHODE ISLAND- Acting on a tip from an IFB informant, Rhode Island State Police were notified and recovered two Revolutionary War cannons at the bottom of a pond in Roger Williams Park in Providence. The cannons had been stolen in 1981 from the front of Town Hall in Warren, Rhode Island. An informant relayed the whereabouts of the cannons to an IFB investigator who then passed the information to Rhode Island State Police.

Dated before the Revolutionary War, the cannons were captured by the Continental Army after it defeated British General John Burgoyne at Saratoga in 1777. They were eventually presented to the Town of Warren in honor of the services of the Warren Light Artillery during the Dorr Rebellion of 1842.

Although the cannons had been cut into several pieces and engraving on the cannons had been obliterated, the Town of Warren and historians are hopeful that the cannons can be restored and displayed again.

IFB Vice-President Honored with Wharton School Grant

A grant by the Wharton Financial Institutions Center, Alfred P. Sloan Foundation, has been awarded to the Senior Vice-President of the Massachusetts Automobile Insurers Bureau (AIB) and Vice-President of Research for the IFB and to University of Pennsylvania Professors J. David Cummins and Sharon Tennyson of Wharton's Department of Insurance and Risk Management. This 1994-95 project is the first academic/industry study of insurance fraud. Theoretical studies by Professors Cummins and Tennyson will be combined with empirical studies by the AIB and the IFB.

Insurance industry sources estimate that, in the United States alone, fraud costs the industry at least $16 billion per year. Yet the importance of research on fraud has only recently begun to be recognized in the insurance industry and the academic literature on insurance. A number of recent studies have attempted to identify fraud patterns and the underlying economic determinants of fraud. Most of these studies are based on publicly available data that are aggregated to the state or industry level. Virtually no information exists on the value of efforts undertaken by individual insurance firms or industry cooperative organizations to resist fraud. This study would significantly extend existing knowledge by analyzing the most detailed database on insurance fraud ever assembled. The AIB has begun compiling a database of all Massachusetts bodily injury claims beginning January 1, 1994.

One focus of this project will be a study of this current situation of bodily injury claims for automobile insurance in Massachusetts. The new research project will build upon several studies by the AIB during the 1980's in which researchers found about 10 percent of the claims were judged "apparently fraudulent" and others were exaggerated to artificially increase the payment of general non-economic damages under the tort system. Those studies were conducted using claims prior to the formation of the IFB in 1991.

W.C. Task Force "White Papers"

In 1991 Attorney General Scott Harshbarger established the Task Force to Reduce Waste, Fraud and Abuse in the Workers' Compensation System as an advisory group to work with him and members of his staff to fight against workers' compensation fraud. To address more broadly the issues of waste, fraud and abuse in the workers' compensation system, Task Force members created a series of five "white papers." The "white paper" subject areas were selected because further information sharing about these topics would benefit those involved in the workers' compensation system. The five "white papers" are: Standards for Claims Handling to Detect Workers' Compensation Fraud; The Americans with Disabilities Act and Workers' Compensation; Temporary Modified Light Duty/Return to Work Program; Workplace Safety: A Guide for Employers and Employees; and Utilization Review and Quality Assessment Program.

The "white paper" entitled Standards for Claims Handling to Detect Workers' Compensation Fraud is the most central to the mission of the Task Force, that is, to prevent and detect fraud, and where appropriate, to further investigate and refer cases for prosecution. The other four "white papers" address core issues in workers' compensation with which any party involved in the system needs to be familiar.

If you are interested in a copy of any or all of the "white papers", please contact Gael DeCologero, Office of the Attorney General, (617) 727-2200.

MAATAI Honors IFB

On June 10, 1994, the Massachusetts Association of Auto Theft and Arson Investigators awarded their 1993-94 Achievement Award to the Insurance Fraud Bureau. The award was given in recognition of the IFB's efforts in combatting insurance fraud.

Automobile Highlights

Isn't This a Bus Stop?

LOWELL- A Lowell man was driving a van when he was involved in a four-car intersection accident. The van driver filed an Operator's Report and claim to Liberty Mutual Insurance Company stating that he and six passengers occupied the van at the time of the accident. However, witnesses at the scene stated that the six alleged passengers were not in the vehicle at the time of the collision but entered the van minutes after the collision occurred.

Complaints were filed against seven Lowell residents on insurance fraud and larceny charges in Lowell District Court on September 15, 1994.

Commuter Bonanza

BOSTON- A former Boston man was rearended by another vehicle as he sat in his 1987 Porsche at the Allston toll booths on the Massachusetts Turnpike. He submitted claims with his insurance company and the insurance company of the driver who hit him. He also claimed to miss six weeks of work at his place of employment because of the accident even though he worked full-time. Travelers Insurance Company paid out more that $16,000 on the claim, including medical bills. The adverse driver called the IFB toll-free hotline to report that the impact of the collision was much less severe than the subject had reported.

The subject pled guilty to two counts of motor vehicle insurance fraud in Suffolk Superior Court on September 23, 1994. He was sentenced to one year, suspended, in the House of Correction. He is also required to pay $10,000 in restitution and $1,000 in fines.

Pre-Inspection Switch Used to Falsify Claim

MALDEN- A subject purchased a vehicle, which had existing property damage, from a salvage company. After obtaining insurance coverage from Cigna Insurance Company, the subject's wife reported that the vehicle was struck by a hit and run driver while it was parked in front of their house. However, investigation revealed the vehicle the subject took for the CARCO pre-inspection in order to obtain automobile insurance was not the vehicle he had bought from the salvage company. The damages on the reported claim matched pre-existing damage on the purchased vehicle.

The subject pled guilty to insurance fraud and larceny charges in Malden District Court on August 4, 1994. He was sentenced to serve 30 days in the House of Correction, $10,000 in fines and restitution of $7,751.

Phony Invoice Sounds Alarm

DORCHESTER- A man was involved in a motor vehicle accident and reported his claim to his carrier, CNA Insurance Company. As part of the claim, he allegedly submitted a fraudulent invoice for a car alarm system in order to increase the dollar value of his claim. The invoice appeared to be altered by $4,000.

A complaint was filed in Dorchester District Court on August 3, 1994 against the subject on insurance fraud and attempted larceny charges.

Chiropractor's Employees Forge Medical Records

MATTAPAN- A Randolph driver and her three passengers filed several PIP and bodily injury claims in connection with four separate accidents. The subjects, former or present employees in a Mattapan chiropractor's office, used their positions in the office and their knowledge of the insurance industry to allegedly create falsified medical treatment records in order to submit bodily injury or lost wage claims. The subjects also allegedly stole insurance company checks. Insurance carriers affected in the four separate accidents included Liberty Mutual, Safety and Hanover Insurance Companies.

A 21-count indictment was handed down against four subjects in Suffolk County Superior Court on August 1, 1994. The charges included counts of insurance fraud and larceny.

Misplaced Vehicle

MELROSE- A subject was involved in a single vehicle collision resulting in extensive front end damage to his Jeep Comanche. He was arrested at the scene for operating under the influence and driving after a suspended license. The car, undriveable after the collision, was towed to another location. However, the subject reported to Metropolitan Property and Casualty Insurance Company that the vehicle was stolen several days after the accident. The insured claimed the vehicle had never been involved in any prior accidents and that there were no unrepaired damages to the vehicle at the time it was reported stolen. The vehicle was recovered the following month and damage on the Jeep was consistent with the damage sustained in the accident. It was also determined that the ignition lock had not been defeated.

A complaint was issued against a Melrose man in Malden District Court on July 20, 1994 on counts of insurance fraud, attempted larceny and filing a false police report.

You Can't Go Home Again

BOSTON- Two subjects were allegedly involved in a staged automobile theft claim. The subjects, a Wakefield insurance agent and her boyfriend, were dining in Boston. The agent's 1985 Mercedes was allegedly locked and alarmed. After finishing dinner, the two subjects allegedly discovered the automobile missing and reported the theft to Boston police. The subject received $24,805 from Safety Insurance Company for the theft of the vehicle. Approximately six months later, the boyfriend was stopped by U.S. Immigration and Customs Border Patrol when he attempted to re-enter the country driving the stolen Mercedes while returning from Canada to the United States.

One subject, a Lynn resident, was indicted in Suffolk Superior Court on charges of larceny and concealment of a motor vehicle on July 6, 1994. The investigation is continuing against the second subject.

Staged Accident Results in Murder Convictions

SPRINGFIELD- An uncle and his nephew planned an automobile accident in order to claim phony injuries and collect from their insurance company, Republic Western Insurance Company. Using the ruse of moving some furniture, they rented a U-Haul truck and asked a third man to help them with the work and drive the truck. As they were driving to what the driver thought was the work site, the uncle and nephew tried to convince him to collide with another vehicle in order to report an accident and claim injuries. The driver refused. However, as they were pulling into traffic from a side street, the nephew, sitting in the middle of the front seat, put his foot on top of the driver's foot on the accelerator and applied pressure. The U-Haul truck lurched into oncoming traffic and struck the front end of another vehicle. A 70-year-old man later died from his injuries sustained in the crash. The Hampden County District Attorney contacted the IFB for their assistance in investigating the insurance fraud angle. The investigation resulted in the discovery of the staged accident plot.

On June 10, 1994 two men were found guilty of second degree murder in Hampden Superior Court. They were sentenced to mandatory terms of life in prison; they will be eligible for parole after serving 15 years.

Workers' Compensation Highlights

First Premium Avoidance Indictment in Massachusetts

GARDNER- An owner of a truck courier service allegedly underestimated employee payroll, misrepresented job classifications and falsely reported the number of drivers her company employed in order to lower her company's workers' compensation insurance premiums. The owner is alleged to have misrepresented facts about her business to the Workers' Compensation Rating and Inspection Bureau to obtain coverage. The risk was assigned to Liberty Mutual Insurance Company.

The subject was indicted in Worcester Superior Court on September 16, 1994 on counts of larceny and workers' compensation fraud. It is the first time the premium fraud felony provisions of the Workers' Compensation Reform Act of 1991 are being used.

Man Confesses to DIA Judge

SPRINGFIELD- A subject allegedly slipped, fell and injured himself at his place of employment. He received temporary total disability benefits for six months. However, investigation revealed that the subject worked for two different employers during the time period he collected over $8,900 in workers' compensation benefits from Liberty Mutual Insurance Company. The subject also admitted at a Department of Industrial Accidents (DIA) hearing that he had been employed during the time he was collecting the benefits. The judge who presided over the hearing referred the case to the IFB.

On September 13, 1994 a complaint was issued against the subject in Springfield District Court on insurance fraud, workers' compensation fraud and larceny charges.

Haven't We Met Before?

CAMBRIDGE- A man filed a workers' compensation claim in 1982 when he reported a job-related injury he sustained at his place of employment. He was paid disability benefits from Travelers Insurance Company. At a subsequent DIA hearing, the subject testified under oath that he had never appeared before the DIA under any other name or for any other claim. However, investigation uncovered evidence that the subject did appear before the DIA under a different name for a slip and fall claim he filed against a prior employer. The subject collected workers' compensation benefits on both cases. The DIA judge who presided over the second hearing recognized the man and referred the case to the IFB.

The subject was found guilty of two counts of perjury in Suffolk Superior Court on August 12, 1994. He was sentenced to serve 60 days in the House of Correction, two years probation and victim witness and probation fees.

Busy Beaver Works Three Jobs

ADAMS- A man allegedly tripped, fell and injured himself in an unwitnessed accident at his place of employment. He received temporary total disability benefits for over a year from Cigna Insurance Company. Upon investigation, it was uncovered that the subject held at least three different jobs during the time of alleged disability. The subject also stated at an Independent Medical Exam (IME) that he had not returned to work since his date of injury.

A complaint was issued against an Adams man on charges of insurance fraud, workers' compensation fraud and larceny over $250 in Adams District Court on July 29, 1994.

Oh, Brother!

SALISBURY- An employee claimed to be disabled due to a knee injury he allegedly sustained at his place of employment. Despite his claim of total disability, investigation showed that he worked full-time for three separate employers. He allegedly used his brother's identity to avoid detection and collected $35,000 in total disability benefits from American Policyholders Insurance Company while working for the other employers. This case originated from a phone call to the IFB toll-free hotline number.

A Salisbury man was indicted on six counts of insurance fraud, workers' compensation and larceny charges in Middlesex Superior Court on June 30, 1994.

What You Don't Say ...

LONGMEADOW- A subject allegedly sustained a work-related injury and began to collect temporary total benefits of $250 per week from Cigna Insurance Company. He subsequently began employment with a temporary agency. He stated on his job application that he had been self-employed and omitted any reference to the employment of which he was still collecting benefits. The subject also answered "no" to the question if there were any medical conditions that would interfere with his job performance and he used a false social security number when completing his application and tax forms. During the time of his new employment, the subject indicated at an IME that he had not been working within the past six months.

Charges of workers' compensation fraud and larceny were filed against a Longmeadow man in Springfield District Court.

Chef Cooks Up $29,000 Scheme

SWAMPSCOTT- A Swampscott man was allegedly injured on the job trying to lift a stud off a pallet. He collected disability benefits over a 20-month period in the amount of $29,000 from Electric Mutual Insurance Company. Despite his contention of disability,

the subject allegedly worked full-time as a restaurant chef throughout the period he was collecting disability benefits. This case originated from a phone call to the IFB toll-free hotline number.

A complaint was issued against the subject on insurance fraud and larceny charges in Salem District Court on June 2 , 1994.

Property Highlights

Blabbermouth

BRAINTREE- A thief broke into a home, took a set of car keys left on the kitchen counter, and stole the vehicle that was parked in the driveway. During his getaway, the thief stopped for gas and told the station attendant that he had just stolen the automobile. The attendant wrote down the plate number and reported the theft to police who soon after recovered the vehicle. Police officers notified the owner of the vehicle who was unaware that the vehicle had been stolen as she had been asleep in an upstairs bedroom when the theft occurred. Her parents were not at home that evening. The police officers offered to search the house with her to determine if any other items were missing and they found nothing amiss. However, the father filed an insurance claim to Hingham Mutual Insurance Company alleging theft of a Tiffany lamp, stereo, jewelry and money although a police photographer had taken pictures showing all of the items still in the home the night of the alleged theft.

Complaints were issued against a father and daughter in Quincy District Court on July 22, 1994 on charges of insurance fraud, attempted larceny and conspiracy.

"Foxy Lady" Case Update

HOLBROOK- Three Holbrook residents conspired to falsify a claim against Hingham Mutual Insurance Company when one of the subjects filed a claim against his friend's homeowner policy claiming that he fell and injured his elbow outside the friend's home. However, the injury actually occurred outside the Foxy Lady Lounge in Providence, Rhode Island where he attended a bachelor party.

Each subject pled guilty in Brockton Superior Court. Each was sentenced to two years probation, $2,500 in fines and probation fees.

Life Highlights

Spouse Comes Back to Life

FALL RIVER- As a result of an undercover investigation, a Fall River man was arrested in September 1993 at the offices of the Automobile Insurers Bureau when he attempted to collect on a fraudulent life insurance policy claim worth $134,000 in connection with the false claim that his wife died. The subject had bought a life insurance policy from Credit Life Insurance Company in his wife's name covering a mortgage on property he owned in Fall River. In January 1993, the woman, who investigators determined to be living in Nigeria, sent a falsified Nigerian death certificate to the subject in the United States. He then filed a claim against the life insurance policy stating that his wife had died.

The subject was found guilty of attempted larceny, insurance fraud and conspiracy in Suffolk Superior Court on June 24, 1994. He was sentenced to serve two and a half years in state prison.

"Slip Up Disability" Case Update

ALLSTON- An Allston resident received $4,520 in disability benefits from his carrier, Colonial Life and Accident Insurance Company, after he claimed a slip and fall injury in his home. It was discovered through investigation that claim forms the subject submitted were fraudulent, the treating physician listed on the form did not exist and the section of the form to be completed by the employer was forged.

The subject pled guilty in West Roxbury District Court on July 19, 1994 to insurance fraud and larceny charges. He was sentenced to one year, suspended, in the House of Correction, 100 hours of community service and to pay full restitution.